S.E.C. v. FIORE

No. 18-CV-5474 (KMK).

416 F.Supp.3d 306 (2019)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Joseph A. FIORE, Berkshire Capital Management Company, Inc., and Eat at Joe's, Ltd. n/k/a SPYR, Inc., Defendants.

United States District Court, S.D. New York.

Signed September 25, 2019.

Editors Note
Applicable Law: 15 U.S.C. § 77
Cause: 15 U.S.C. § 77 Securities Fraud
Nature of Suit: 850 Securities / Commodities
Source: PACER


Attorney(s) appearing for the Case

John J. Bowers, Esq. , Paul W. Kisslinger, Esq. , Securities and Exchange Commission, Washington, DC, Counsel for Plaintiff.

Alexander B. Spiro, Esq. , Crystal Nix-Hines, Esq. , Quinn Emmanuel Urquhart & Sullivan, LLP, New York, NY and Los Angeles, CA, Counsel for Defendants.

Marc S. Gottlieb, Esq. , Ortoli Rosenstadt LLP, New York, NY, Counsel for Defendants.


OPINION & ORDER

The Securities and Exchange Commission (the "SEC" or "Plaintiff") brings this Action against Joseph A. Fiore ("Fiore"), Berkshire Capital Management Company, Inc. ("Berkshire"), and Eat at Joe's, Ltd. n/k/a SPYR, Inc. ("Eat at Joe's") (collectively, "Defendants"), alleging...

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