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LUIS v. RBC CAPITAL MARKETS, LLC

Case No. 16-cv-3873 (SRN/DTS).

401 F.Supp.3d 817 (2019)

Gary and Caryl LUIS, Gary A. Mentz, and Michael and Merri Vitse, individually and on behalf of all others similarly situated, Plaintiffs, v. RBC CAPITAL MARKETS, LLC, Defendant.

United States District Court, D. Minnesota.

Signed July 11, 2019.

Editors Note
Applicable Law: 28 U.S.C. § 1331
Cause: 28 U.S.C. § 1331 Fed. Question: Securities Violation
Nature of Suit: 850 Securities / Commodities
Source: PACER

Attorney(s) appearing for the Case

Daniel E. Gustafson , Daniel C. Hedlund , David A. Goodwin , Eric S. Taubel , Gustafson Gluek PLLC, Gregg Martin Fishbein , Vernon J. Vander Weide , Lockridge Grindal Nauen PLLP, Minneapolis, MN, Scott D. Hirsch , Pro Hac Vice, Scarlett & Hirsch, P.A., Boca Raton, FL, for Plaintiffs.

James K. Langdon , Kirsten E. Schubert , Michael E. Rowe , Dorsey & Whitney LLP, Minneapolis, MN, for Defendant.

MEMORANDUM OPINION AND ORDER

This is a one-count, breach of contract dispute between a putative class of investors ("Plaintiffs") and a financial brokerage firm, RBC Capital Markets, LLC ("RBC"), over the manner in which RBC sold Plaintiffs a complex financial product called a "reverse...

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