EMERSON v. MUT. FUND SERIES TRUST

2:17-cv-02565 (ADS)(GRB).

393 F.Supp.3d 220 (2019)

Roger EMERSON, Mary Emerson, Robert Caplin and Martha J. Goodlett, Individually and on Behalf of All Others Similarly Situated, Plaintiff, v. MUTUAL FUND SERIES TRUST, Catalyst Capital Advisors LLC, Northern Lights Distributors LLC, Jerry Szilagyi, Tobias Caldwell, Tiberiu Weisz, Bert Pariser, and Erik Naviloff, Defendants.

United States District Court, E.D. New York.

Signed June 25, 2019.

Editors Note
Applicable Law: 15 U.S.C. § 77
Cause: 15 U.S.C. § 77 Securities Fraud
Nature of Suit: 850 Securities / Commodities
Source: PACER


Attorney(s) appearing for the Case

Robbins Geller Rudman & Dowd, LLP, Attorneys for Co-Lead Plaintiffs the Folk Group and Plaintiffs Roger Emerson, Mary Emerson, Robert Caplin and Martha J. Goodlett, 58 South Service Road Suite 200, Melville, NY. 11747, By: David Avi Rosenfeld, Esq. , Samuel H. Rudman, Esq. , Evan Jay Kaufman, Esq. , William John Geddish, Esq. , Of Counsel.

Labaton Sucharow & Rudoff LLP, Attorneys for Co-Lead Plaintiff Jeffrey Berkowitz, 100 Park Avenue 12th Flr., New York, NY 10017, By: Christopher Joseph Keller, Esq. , James W. Johnson, Esq. , Michael H. Rogers, Esq. , Francis P. McConville, Esq. , John Julian Esmay, Esq. , Of Counsel.

Levi & Korsinsky, LLP, Attorneys for Catalyst Futures Fund Investor Group Plaintiffs, 1111 Summer Street Suite 403, Stamford, CT 06905, By: Shannon Lee Hopkins, Esq. , Of Counsel.

Rosen Law Firm, P.A. P.C., Attorneys for the Farmers Group Plaintiffs, 275 Madison Avenue Suite 3400, New York, NY 10116, By: Philip Kim, Esq .

Lazare Potter Giacovas & Moyle LLP, Attorneys for Defendant Mutual Fund Series Trust, Catalyst Capital Advisors LLC, Jerry Szilagyi, and Erik Naviloff 875 Third Avenue, 28th Floor, New York, NY 10022, By: James F. Moyle, Esq. , Jacob Ari Englander, Esq. , Of Counsel.

Goodwin Procter LLP., Attorneys for Northern Lights Distributors LLC, 620 8th Ave, New York, NY 10018, By: Elizabeth S. David, Esq. , Mark Holland, Esq. , Of Counsel.

Blank Rome LLP, Attorneys for Defendants Tobias Caldwell, Tiberiu Weisz and Bert Pariser, 405 Lexington Avenue, New York, NY 10174-0208, By: Michelle Gitlitz Courtney, Esq. , Of Counsel.


MEMORANDUM OF DECISION & ORDER

On April 28, 2017, the Plaintiffs brought this putative class action on behalf of certain persons who purchased shares of the Catalyst Hedged Futures Strategy Fund (the "Fund") seeking to pursue remedies under the Securities Act of 1933 (the "Securities Act"), 15 U.S.C. § 77a...

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