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HOWES v. FINANCIAL INDUSTRY REGULATORY AUTHORITY

Case No.: 8:18-cv-03094-PWG.

395 F.Supp.3d 608 (2019)

Thomas HOWES, Plaintiff, v. FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., Defendant.

United States District Court, D. Maryland, Southern Division.

Signed June 11, 2019.

Editors Note
Applicable Law: 15 U.S.C. § 78m(a)
Cause: 15 U.S.C. § 78m(a) Securities Exchange Act
Nature of Suit: 850 Securities / Commodities
Source: PACER

Attorney(s) appearing for the Case

Thomas Howes, Bethesda, MD, pro se.

Terri L. Reicher , Office of the General Counsel, Washington, DC, for Defendant.

MEMORANDUM OPINION AND ORDER

Plaintiff Thomas Howes has filed this federal lawsuit seeking an order expunging customer complaints from a securities industry regulator's database. The regulator, the Financial Industry Regulatory Authority, Inc. ("FINRA"), has moved to dismiss the suit...

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