U.S. S.E.C. v. JOHNSTON

Civil Action No. 16-10607-NMG.

368 F.Supp.3d 247 (2019)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. David JOHNSTON, Defendant.

United States District Court, D. Massachusetts.

Signed March 21, 2019.

Editors Note
Applicable Law: 12 U.S.C. § 22
Cause: 12 U.S.C. § 22 Securities Fraud
Nature of Suit: 850 Securities/Commodities
Source: PACER


Attorney(s) appearing for the Case

Eric A. Forni , Rachel E. Hershfang , Richard Mann Harper, II , Susan C. Anderson , United States Securities and Exchange Commission, Boston, MA, for Plaintiff.

John F. Sylvia , Andrew Nathanson , Emily K. Musgrave , Jessica C. Sergi , Julia M. Ong , Kerime S. Akoglu , Kevin C. Mortimer , Matthew D. Levitt , Rebecca D. Raphaelson , Mintz, Levin, Cohn, Ferris, Glovsky & Popeo, PC, Boston, MA, for Defendant.


MEMORANDUM & ORDER

Following an eight-day trial after which the jury found David Johnston ("Johnston" or "defendant") liable for securities violations, the Securities and Exchange Commission ("the SEC") has moved for final judgment. The...

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