1. Home
  2. Browse Decisions
  3. F.Supp.3d
  4. 370 F.Supp.3d
  5. 370 F.Supp.3d 384 (2019)
 

S.E.C. v. LEK SECURITIES CORPORATION

17cv1789 (DLC).

370 F.Supp.3d 384 (2019)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. LEK SECURITIES CORPORATION, Samuel Lek, Vali Management Partners d/b/a Avalon FA, Ltd., Nathan Fayyer, and Sergey Pustelnik a/k/a Serge Pustelnik, Defendants.

United States District Court, S.D. New York.

Signed March 14, 2019.

Editors Note
Applicable Law: 15 U.S.C. § 78m(a)
Cause: 15 U.S.C. § 78m(a) Securities Exchange Act
Nature of Suit: 850 Securities / Commodities
Source: PACER

Attorney(s) appearing for the Case

For plaintiff Securities & Exchange Commission: David J. Gottesman , Olivia S. Choe , Sarah S. Nilson , U.S. Securities & Exchange Commission, 100 F Street NE, Washington, DC 20549.

For defendants Lek Securities Corporation and Samuel Lek: Steve M. Dollar , David B. Schwartz , Norton Rose Fulbright US LLP, 1301 Avenue of the Americas, New York, NY 10103, Kevin J. Harnisch, Norton Rose Fulbright US LLP, 799 9th Street NAT, Suite 1000, Washington, DC 20001, Ronald D. Smith, Norton Rose Fulbright US LLP, 2200 Ross Avenue, Suite 3600, Dallas, TX 75201.

For defendants Vali Management Partners d/b/a Avalon Fa Ltd., Nathan Fayyer, and Sergey Pustelnik: James M. Wines, Law Office of James M. Wines, 1802 Stirrup Lane, Alexandria, VA 22308, Steven Barentzen, Law Office of Steven Barentzen, 17 State Street, Suite 400, New York, NY 10004.

OPINION AND ORDER

This Opinion addresses the motions of defendants Lek Securities Corporation ("Lek Securities") and Samuel Lek ("Lek"; together with Lek Securities, the "Lek Defendants") to exclude expert testimony to be offered at trial on behalf of plaintiff United States Securities and Exchange Commission...

Let's get started

Leagle.com

Welcome to the leading source of independent legal reporting
Sign on now to see your case.
Or view more than 10 million decisions and orders.

  • Updated daily.
  • Uncompromising quality.
  • Complete, Accurate, Current.

Listed below are the cases that are cited in this Featured Case. Click the citation to see the full text of the cited case. Citations are also linked in the body of the Featured Case.

Cited Cases

  • No Cases Found

Listed below are those cases in which this Featured Case is cited. Click on the case name to see the full text of the citing case.

Citing Cases