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HARRIS v. TD AMERITRADE INC.

No. 17 CV 6033-LTS-BCM.

338 F.Supp.3d 170 (2018)

Jan HARRIS, Plaintiff, v. TD AMERITRADE INC., et al., Defendants.

United States District Court, S.D. New York.

Signed September 24, 2018.

Editors Note
Applicable Law: 15 U.S.C. § 78m(a)
Cause: 15 U.S.C. § 78m(a) Securities Exchange Act
Nature of Suit: 850 Securities / Commodities
Source: PACER

Attorney(s) appearing for the Case

Jan Harris, Waianae, HI, pro se.

Eric Rieder , Bryan Cave LLP, Gregg M. Mashberg , Zachary Wagner Klinger , Proskauer Rose LLP, New York, NY, Michael Robert Walker , Gallagher Walker Bianco & Plastaras, LLP, Mineola, NY, for Defendants.

MEMORANDUM ORDER ADOPTING REPORT AND RECOMMENDATION

Plaintiff Jan Harris brings this action for trespass and an accounting against Defendants TD Ameritrade Inc., TD Ameritrade Clearing, Inc., Scottrade Inc. (collectively, the "Brokerage Defendants") and Defendants Depository Trust and Clearing...

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