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S.E.C. v. WEED

Civil Action No. 14-14099-NMG.

315 F.Supp.3d 667 (2018)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Richard WEED, Defendant.

United States District Court, D. Massachusetts.

Signed May 25, 2018.

Editors Note
Applicable Law: 15 U.S.C. § 78m(a)
Cause: 15 U.S.C. § 78m(a) Securities Exchange Act
Nature of Suit: 850 Securities / Commodities
Source: PACER

Attorney(s) appearing for the Case

Martin F. Healey , Securities and Exchange Commission, Boston, MA, for Plaintiff.

William H. Connolly , Law Offices of William H. Connolly, Boston, MA, Caroline K. Simons , Elizabeth G.H. Ranks , Gus P. Coldebella , Thomas C. Frongillo , Fish & Richardson, P.C., Boston, MA, J. W. Carney, Jr. , J. W. Carney, Jr. & Associates, Boston, MA, for Defendant.

MEMORANDUM & ORDER

This case arises out of a government investigation of a pump-and-dump scheme ("the scheme") involving publicly-traded shares of CitySide Tickets, Inc. ("CitySide"). Plaintiff Securities and Exchange Commission ("the SEC" or "the Commission...

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