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S.E.C. v. JOHNSTON

Civil Action No. 16-10607-NMG.

310 F.Supp.3d 265 (2018)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff v. David JOHNSTON, Defendant.

United States District Court, D. Massachusetts.

Signed April 19, 2018.

Editors Note
Applicable Law: 12 U.S.C. § 22
Cause: 12 U.S.C. § 22 Securities Fraud
Nature of Suit: 850 Securities / Commodities
Source: PACER

Attorney(s) appearing for the Case

Eric A. Forni , Richard Mann Harper, II , Rachel E. Hershfang , Susan C. Anderson , United States Securities and Exchange Commission, Boston, MA, for Plaintiff.

John F. Sylvia , Andrew Nathanson , Emily K. Musgrave , Jessica C. Sergi , Julia M. Ong , Kerime S. Akoglu , Kevin C. Mortimer , Matthew D. Levitt , Rebecca D. Raphaelson , Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, PC, Boston, MA, for Defendant.

MEMORANDUM & ORDER

This case arises out of the development of a cancer drug by AVEO Pharmaceuticals, Inc. ("AVEO"). The Securities and Exchange Commission ("the SEC") alleges that AVEO, its chief executive officer Tuan Ha-Ngoc ("Ha-Ngoc"), chief financial officer David Johnston ("Johnston...

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