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SCHWAB v. E*TRADE FINANCIAL CORP.

16-cv-05891 (JGK).

285 F.Supp.3d 745 (2018)

Craig L. SCHWAB, Individually and on behalf of all others similarly situated, Plaintiff, v. E*TRADE FINANCIAL CORPORATION et al., Defendants.

United States District Court, S.D. New York.

Signed January 20, 2018.

Editors Note
Applicable Law: 15 U.S.C. § 78m(a)
Cause: 15 U.S.C. § 78m(a) Securities Exchange Act
Nature of Suit: 850 Securities / Commodities
Source: PACER

Attorney(s) appearing for the Case

Christopher James Kupka , Jonathan David Lindenfeld , Levi & Korsinsky, LLP, New York, NY, Nancy A. Kulesa , Levi & Korsinsky LLP, Stamford, CT, Nicholas Ian Porritt , Levi & Korsinsky LLP, Washington, DC, for Plaintiff.

Faith E. Gay , Quinn Emanuel , Julia Marie Beskin , Marc Laurence Greenwald , Renita Sharma , Richard Corey Worcester , Quinn Emanuel Urquhart & Sullivan LLP, New York, NY, for Defendants.

OPINION AND ORDER

The lead plaintiff, Craig L. Schwab, brought this case on behalf of a proposed class of clients of E*TRADE Securities LLC ("E*TRADE") who placed securities trade orders with E*TRADE between July 12, 2011 and July 22, 2016 (the "Class Period"). In Count I, the plaintiff...

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