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S.E.C. v. BRONSON

No. 12-CV-6421 (KMK).

246 F.Supp.3d 956 (2017)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Edward BRONSON and E-Lionheart Associates, LLC, d/b/a Fairhills Capital, Defendants, and Fairhills Capital, Inc., Relief Defendant.

United States District Court, S.D. New York.

Signed March 27, 2017.

Editors Note
Applicable Law: 15 U.S.C. § 77
Cause: 15 U.S.C. § 77 Securities Fraud
Nature of Suit: 850 Securities / Commodities
Source: PACER

Attorney(s) appearing for the Case

Kevin P. McGrath, Esq. , Haimavathi V. Marlier, Esq. , Christopher J. Dunnigan, Esq. , Securities and Exchange Commission, New York, NY, Attorneys for Plaintiff.

William A. Rome, Esq. , Michael A. Eisenberg, Esq. , Robinson Brog Leinwand Greene Genovese & Gluck P.C., New York, NY, Attorneys for Defendants, Edward Bronson , E-Lionheart Associates, LLC, and Fairhills Capital, Inc.1

OPINION & ORDER

Plaintiff, the United States Securities and Exchange Commission ("SEC" or "Plaintiff") filed a Complaint against Edward Bronson ("Bronson") and E-Lionheart Associates, LLC ("E-Lionheart" and, with Bronson, "Defendants") alleging violations of securities registration requirements...

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