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S.E.C. v. BARDMAN

Case No. 16-cv-02023-JST.

231 F.Supp.3d 442 (2017)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Erik K. BARDMAN, et al., Defendants.

United States District Court, N.D. California.

Signed February 8, 2017.

Editors Note
Applicable Law: 15 U.S.C. § 78m(a)
Cause: 15 U.S.C. § 78m(a) Securities Exchange Act
Nature of Suit: 850 Securities / Commodities
Source: PACER

Attorney(s) appearing for the Case

Paul W. Kisslinger , Kevin C. Lombardi , Patrick Reinhold Costello , U.S. Securities & Exchange Commission, Washington, DC, for Plaintiff.

Emily Victoria Griffen , Patrick David Robbins , Lisa M. Valenti-Jordan , Shearman & Sterling LLP, San Francisco, CA, William H. Kimball , Kane + Kimball LLP, Berkeley, CA, for Defendants.

ORDER DENYING MOTION TO DISMISS

Before the Court is Defendant Erik K. Bardman's motion to dismiss the Tenth Claim for Relief in the Securities and Exchange Commission's ("SEC") First Amended Complaint (FAC). ECF No. 44. The Court will deny the motion.

I. FACTS RELEVANT TO THE CURRENT...

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