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SECURITIES AND EXCHANGE COMMISSION v. THIBEAULT

Case No. 15-10050-NMG.

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. DANIEL THIBEAULT, GL CAPITAL PARTNERS, LLC GL INVESTMENT SERVICES, LLC GRADUATE LEVERAGE, LLC (d/b/a GL ADVISOR and GL HOLDINGS CORP.) TAFT FINANCIAL SERVICES, LLC Defendants, and SHAWNET THIBEAULT, GL ADVISOR SOLUTIONS, INC. Relief Defendants.

United States District Court, D. Massachusetts.

December 21, 2016.

Editors Note
Applicable Law: 15 U.S.C. § 78m(a)
Cause: 15 U.S.C. § 78m(a) Securities Exchange Act
Nature of Suit: 850 Securities / Commodities
Source: PACER

Attorney(s) appearing for the Case

U.S. Department of Justice, Intervenor Plaintiff, represented by Doreen M. Rachal , United States Attorney's Office MA.

U.S. Department of Justice, Intervenor Plaintiff, represented by Stephen E. Frank , United States Attorney's Office MA.

GL Beyond Income Fund, Intervenor Plaintiff, represented by Brian T. Kelly , Nixon Peabody LLP & Stephen M. Larose , Nixon Peabody LLP.

Securities and Exchange Commission, Plaintiff, represented by Kathleen Burdette Shields , U.S. Securities and Exchange Commission, Marc J. Jones , Securities and Exchange Commission, Martin F. Healey , Securities and Exchange Commission & Rebecca Israel , Securities and Exchange Commission.

Shawnet Thibeault, Defendant, represented by Justin P. O'Brien , Collora LLP.

Jennifer Jalbert, Interested Party, represented by Joshua N. Garick , Law Offices of Joshua N. Garick, P.C..

Bank of America, N.A., Interested Party, represented by Ryan M. Cunningham , Fitch Law Partners LLP & Stephen C. Reilly , Fitch Law Partners LLP.

MOTION OF THE UNITED STATES (DEPARTMENT OF JUSTICE) FOR LEAVE TO INTERVENE AND FILE RESPONSE TO MOTION FOR INSTRUCTIONS

The United States Department of Justice (the "United States"), by its attorney, Carmen M. Ortiz, United States Attorney for the District of Massachusetts, respectfully...

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