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PASKOWITZ v. PROSPECT CAPITAL MANAGEMENT L.P.

16 Civ. 2990 (LLS).

232 F.Supp.3d 498 (2017)

Susan PASKOWITZ, Plaintiff, v. PROSPECT CAPITAL MANAGEMENT L.P., and Prospect Administration LLC, Defendants.

United States District Court, S.D. New York.

Signed January 24, 2017.

Editors Note
Applicable Law: 15 U.S.C. § 80a-3
Cause: 15 U.S.C. § 80a-3 Investment Company Act of 1940
Nature of Suit: 160 Stockholders Suits
Source: PACER

Attorney(s) appearing for the Case

Peter S. Linden, Esq. , Kirby McInerney LLP, New York, NY, for Plaintiff.

Sean Miles Murphy, Esq. , Robert Charles Hora, Esq. , Milbank, Tweed, Hadley & McCloy LLP, New York, NY, for Defendants.

OPINION & ORDER

Plaintiff Susan Paskowitz seeks pursuant to Section 36(b) of the Investment Company Act of 1940 ("ICA"), 15 U.S.C. § 80a-35(b), to recover what she claims are excessive fees paid by Prospect Capital Corporation ("Prospect") to defendants Prospect Capital Management L.P. ("PCM") and Prospect...

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