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FERNANDEZ v. UBS AG

15-Cv-2859 (SHS).

222 F.Supp.3d 358 (2016)

Nora FERNANDEZ; Augusto Schreiner; Eddie Toro Velez; Victor R. Vela Diez de Andino; Juan Viera; Georgina Velez Montes; and Esther Santana, on behalf of themselves and all others similarly situated, Plaintiffs, v. UBS AG; UBS Financial Services, Inc.; UBS Financial Services Incorporated of Puerto Rico; UBS Trust Company of Puerto Rico; UBS Bank USA; Carlos V. Ubiñas; Miguel A. Ferrer; Banco Popular de Puerto Rico; and Popular Securities, LLC, Defendants.

United States District Court, S.D. New York.

Signed December 7, 2016.

Editors Note
Applicable Law: 28 U.S.C. § 1332oc
Cause: 28 U.S.C. § 1332oc Diversity - Other Contract
Nature of Suit: 190 Contract: Other
Source: PACER

Attorney(s) appearing for the Case

Deborah A. Elman , Robert Daniel Gerson , Daniel L. Berger , Grant & Eisenhofer P.A. (NY), New York, NY, Hannah Elizabeth Ross , Jacob Nachmani , Jeremy P. Robinson , PHV Gerald H. Silk , Bernstein Litowitz Berger & Grossmann LLP, New York, NY, Johnston Whitman, Jr. , Joshua E. D'Ancona , Margaret E. Onasch , Michael K. Yarnoff , Kessler Topaz Meltzer & Check, LLP (PA), Radnor, PA, Mary Sikra Thomas , Grant & Eisenhofer, PA (DE), Wilmington, DE, Andres W. Lopez , The Law Offices of Andres W. Lopez, San Juan, PR, Daniel Lawrence Berger , Grant & Eisenhofer P.A., New York, NY, for Plaintiff.

Salvador J. Antonetti-Stutts , Ubaldo M. Fernandez-Barrera , Aura A. Montes-Rodriguez , O'Neill & Borges, LLC, San Juan, PR, Janet A. Gochman , Janet Anne Gochman , Jonathan K. Youngwood , Joshua Coleman Polster , Simpson Thacher & Bartlett LLP (NY), New York, NY, Francis C. Healy , Francis Charles Healy , Melvin Arnold Brosterman , Stephanie Ann Weathers-Lovin , Stroock & Stroock & Lavan LLP, New York, NY, Nestor Mendez-Gomez , Maria Dolores Trelles-Hernandez , Pietrantoni Mendez & Alvarez, San Juan, PR, James Finnegan Ianelli , Joseph Emanuel Neuhaus , Matthew Alexander Schwartz , Myla Gounder Arumugam , PHV Joseph E. Neuhaus , Sullivan & Cromwell, LLP(NYC), New York, NY, for Defendant.

OPINION & ORDER

Contents

I. Background...365

A. The Funds...365

B. The Parties...365

1. Plaintiffs...365

2. The UBS Defendants...366

3. The Popular Defendants...366

4. The Individual Defendants...367

C. Alleged Misconduct...367

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