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S.E.C. v. PAYTON

14 Civ. 4644.

219 F.Supp.3d 485 (2016)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Daryl M. PAYTON, and Benjamin Durant, III, Defendants.

United States District Court, S.D. New York.

Signed November 28, 2016.

Editors Note
Applicable Law: 15 U.S.C. § 78m(a)
Cause: 15 U.S.C. § 78m(a) Securities Exchange Act
Nature of Suit: 850 Securities / Commodities
Source: PACER

Attorney(s) appearing for the Case

A. Kristina Littman , Catherine Eleni Pappas , G. Jeffrey Boujoukos , David Lawrence Axelrod , U.S. Securities and Exchange Commission, Philadelphia, PA, Sharon Blaskey Binger , Scott A. Thompson , Securities & Exchange Commission, Philadelphia, PA, for Plaintiff.

Peter Simpson Ross , Sean Hecker , Kaitlin Teresa Farrell , Matthew E. Fishbein , Rushmi Bhaskaran , Debevoise & Plimpton LLP, New York, NY, Ada Fernandez Johnson , Jonathan Rosser Tuttle , Laura Emily O'Neill , Debevoise & Plimpton LLP (DC), Washington, DC, Noam B. Greenspan , Petrillo Klein & Boxer LLP, New York, NY, Gregory Robert Morvillo , E. Scott Morvillo , Nicole Renee Lloret , Robert Craig Morvillo , Morvillo LLP, New York, NY, Eugene Edward Ingoglia , United States Attorney's Office, New York, NY, for Defendants.

OPINION AND ORDER

On February 29, 2016, following a seven-day trial, a jury found defendants Daryl M. Payton and Benjamin Durant, III civilly liable for insider trading. See Verdict, ECF No. 136. At the close of evidence, defendants Payton and...

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