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SECURITIES AND EXCHANGE COMMISSION v. JSW FINANCIAL INC.

Case No. 11-cv-1356 WHA.

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. JSW FINANCIAL INC., JAMES S. WARD, DAVID S. LEE, EDWARD G. LOCKER, RICHARD F. TIPTON, and DAVID C. LIN, Defendants, and BLUE CHIP REALTY FUND LLC and SHORELINE INVESTMENT FUND, LLC, Relief Defendants.

United States District Court, N.D. California, San Francisco Division.

April 12, 2016.

Attorney(s) appearing for the Case

Securities And Exchange Commission, Plaintiff, represented by Robert L. Mitchell , Securities and Exchange Commission, Steven Dennis Buchholz , Securities & Exchange Commission, Marc J. Fagel , Securities and Exchange Commission, Mark Philip Fickes , Cannata, O'Toole, Fickes & Almazan LLP & Robert Lootfi Tashjian , Securities & Exchange Commission.

AUSA Jeffrey R Finigan, Intervenor Pla, represented by Jeffrey R. Finigan , U.S. Attorney's Office.

James S. Ward, Defendant, represented by David M. McKim , Attorney at Law.

Mohamed Poonja, Trustee, represented by Barry Milgrom , Luce Forward Hamilton & Scripps LLP.

[PROPOSED] FINAL JUDGMENT AS TO DEFENDANT JAMES S. WARD

FINAL JUDGMENT AS TO DEFENDANT JAMES S. WARD

The Securities and Exchange Commission having filed a Complaint and Defendant James S. Ward having entered a general appearance; consented to the Court's jurisdiction over Defendant...

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