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S.E.C. v. JONES

Case No. 1:13-CV-00163-BSJ.

155 F.Supp.3d 1180 (2015)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. R. Gordon JONES, Defendant.

United States District Court, D. Utah.

Signed December 18, 2015.

Attorney(s) appearing for the Case

Daniel J. Wadley , Securities and Exchange Commission, Salt Lake City, UT, Mark Williams , Polly Atkinson , Securities and Exchange Commission, Denver, CO, for Plaintiff.

Elliott N. Taylor , Taylor and Associates, J. Michael Coombs , Mabey & Coombs, Salt Lake City, UT, for Defendant.

MEMORANDUM OPINION AND ORDER REGARDING DISGORGEMENT

Following a bench trial, the court issued a Memorandum Opinion and Order finding (i) under a valid 102(e) Bar Order, R. Gordon Jones ("Jones") was not allowed to practice before the Securities and Exchange Commission ("SEC" or "Commission...

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