1. Home
  2. Browse Decisions
  3. F.Supp.3d
  4. 145 F.Supp.3d
  5. 145 F.Supp.3d 290 (2015)
 

S.E.C. v. CALEDONIAN BANK LTD.

No. 15cv894.

145 F.Supp.3d 290 (2015)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. CALEDONIAN BANK LTD., et al., Defendants.

United States District Court, S.D. New York.

Signed November 10, 2015.

Attorney(s) appearing for the Case

A. David Williams , Patrick Reinhold Costello, Richard Edward Simpson , U.S. Securities and Exchange Commission, Washington, DC, David Stoelting , U.S. Securities and Exchange Commission, New York, NY, for Plaintiff.

Lee Maia Popkin , Margaret Antinori Dale , Massiel Pedreira-Bethencourt , Sigal Pearl Mandelker , Proskauer Rose LLP, New York, NY, for Defendants.

Robert J.A. Zito , Mark R. Zancolli , Theodore Y. McDonough , Madelyn Kempner White , Carter Ledyard & Milburn LLP, New York, New York, for Verdmont Capital, S.A.

OPINION & ORDER

The Securities and Exchange Commission ("SEC") brings this action alleging violations of Section 5 of the Securities Act of 1933 (the "Securities Act") and seeking disgorgement from defendants Caledonian Bank Ltd., Caledonian Securities Ltd. (together "Caledonian"), Clear...

Let's get started

Leagle.com

Welcome to the leading source of independent legal reporting
Sign on now to see your case.
Or view more than 10 million decisions and orders.

  • Updated daily.
  • Uncompromising quality.
  • Complete, Accurate, Current.

Listed below are the cases that are cited in this Featured Case. Click the citation to see the full text of the cited case. Citations are also linked in the body of the Featured Case.

Cited Cases

  • No Cases Found

Listed below are those cases in which this Featured Case is cited. Click on the case name to see the full text of the citing case.

Citing Cases