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CHAN v. WELLS FARGO ADVISORS, LLC

CIV. No. 14-00344 SOM/KSC.

124 F.Supp.3d 1045 (2015)

Paul CHAN, Plaintiff, v. WELLS FARGO ADVISORS, LLC.; John Does 1-10; Jane Does 1-10; Doe Corporations 1-10; Doe Partnerships 1-10; Doe Unincorporated Organizations 1-10; and Doe Governmental Agencies 1-10, Defendants.

United States District Court, D. Hawai'i.

Signed August 24, 2015.

Attorney(s) appearing for the Case

Elizabeth Jubin Fujiwara , Joseph T. Rosenbaum , Fujiwara and Rosenbaum, LLLC, Honolulu, HI, for Plaintiff.

Alyson Alexis Smith , Darren E. Nadel , Littler Mendelson, PC, Denver, CO, Kenneth J. Mansfield , McCorriston Miller Mukai Mackinnon LLP, Honolulu, HI, Maria Ronchetto Harrington , Littler Mendelson, P.C., Irvine, CA, for Defendants.

ORDER GRANTING IN PART AND DENYING IN PART MOTION FOR SUMMARY JUDGMENT

I. INTRODUCTION.

This arises out of an alleged statement by a financial advisor's assistant to a supervisor that the financial advisor had made an illegal trade. Whether the financial advisor decided that...

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