S.E.C. v. ALEXANDER

Case No. 10-CV-04535-LHK.

115 F.Supp.3d 1071 (2015)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Barbra ALEXANDER, et al., Defendants.

United States District Court, N.D. California, San Jose Division.

Signed July 17, 2015.


Attorney(s) appearing for the Case

Eric Matthew Brooks , Cary Susan Robnett , Marc J. Fagel , Robert L. Mitchell , Sheila Ellen O'Callaghan , Securities and Exchange Commission, San Francisco, CA, for Plaintiff.

Barbra Alexander, Monterey, CA, pro se.

Randall C. Creech , Creech Liebow & Kraus, San Jose, CA, for Defendants.


ORDER GRANTING IN PART AND DENYING IN PART PLAINTIFF'S MOTION FOR SUMMARY JUDGMENT

Before the Court is Plaintiff Securities and Exchange Commission's ("Plaintiff") motion for summary judgment against Barbra Alexander and Michael E. Swanson (collectively, "Defendants"). ECF No. 65, ("Mot.").

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