U.S. SECURITIES AND EXCHANGE COMMISSION v. COOK

Case Nos. 09-cv-3333 (MJD/FLN), 11-cv-574 (MJD/FLN)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. TREVOR G. COOK, et al., Defendants, R.J. ZAYED, Receiver. UNITED STATES SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. JASON BO-ALAN BECKMAN, et al., Defendants, R.J. ZAYED, Receiver.

United States District Court, D. Minnesota.

May 4, 2015.


Attorney(s) appearing for the Case

United States Securities and Exchange Commission, Plaintiff, represented by John E Birkenheier , US Securities & Exchange Commission, Justin Delfino , Securities & Exchange Commission, Steven L Klawans , Securities & Exchange Commission, Benjamin J Hanauer , US Securities and Exchange Commission, James S Alexander , United States Attorney's Office & Steven C Seeger , Securities & Exchange Commission.

Jason Bo Alan Beckman, Petitioner, represented by W Patrick Judge , Law Office of W Patrick Judge, PLLC.

United States of America, Intervenor Plaintiff, represented by D Gerald Wilhelm , United States Attorney's Office & Tracy L Perzel , US Attorney's Office.

Trevor Cook, Defendant, represented by John D Thompson , Oberman Thompson, LLC, Piper L Kenney , Piper L. Kenney PLLC & William J Mauzy , Law Offices of William J Mauzy.

Patrick Kiley, Defendant, represented by David E Zins & H Nasif Mahmoud , McKenzie, Wilkes & Mahmoud.

FINRA Claimants, Defendant, represented by Christopher A Grgurich , Lindquist & Vennum PLLP, Christopher D Pham , Lindquist & Vennum PLLP & Terrence J Fleming , Lindquist & Vennum PLLP.

New York Community Bank, Respondent, represented by Matthew J Pfohl , Interstate Auto Group, Inc., Scott M Lucas , Olson & Lucas, P.A. & Thomas B Olson , Olson & Lucas, PA.

Individual Investor Respondents, Respondent, represented by Gregory M Erickson , Mohrman Kaardal & Erickson, PA, James R Magnuson , Mohrman, Kaardal & Erickson, P.A. & William F Mohrman , Mohrman, Kaardal & Erickson, P.A..

L. Edward Baker, Respondent, represented by Richard G Wilson , Maslon LLP.

William Harris, Respondent, represented by Daniel L Gerdts , Daniel L. Gerdts, Lawyer.

Dot Anderson, Respondent, represented by Adam S Huhta , Huhta Law Firm, PLLC.

Gina Berg, Respondent, represented by Jamie R Pierce , Crown Bank.

Greene Espel P.L.L.P., Movant, represented by Kathryn N. Hibbard , Greene Espel PLLP, Andrew M. Luger , United States Attorney's Office & Lawrence M. Shapiro , Greene Espel PLLP.

U.S. Commodity Futures Trading Commission, Movant, represented by Rosemary - NA Hollinger , Not Admitted, Susan - NA J Gradman , Not Admitted & David Slovick , Unites States Commodity Futures Trading Commission.

R.J. Zayed, Carlson, Caspers, Vandenburgh & Lindquist, Receiver, represented by Brian W Hayes , Carlson Caspers Vandenburgh Lindquist & Schuman PA, Joseph M Kaczrowski , Carlson Caspers, Marlee A Jansen , Carlson Caspers Vandenburgh Lindquist & Schuman PA, Peter Kohlhepp , Carlson Caspers Vandenburgh Lindquist & Schuman PA, R J Zayed , Dorsey & Whitney LLP, Russell J Rigby , Carlson Caspers Vandenburgh Lindquist & Schuman PA, Samuel T Lockner , Carlson Caspers Vandenburgh Lindquist & Schuman PA & Tara C Norgard , Carlson Caspers Vandenburgh Lindquist & Schuman PA.


This matter is before the Court on Plaintiff United States Securities and Exchange Commission's ("SEC") motion to dismiss certain relief defendants. [Doc. Nos. 1184 and 507]. The relief defendants that are the subject of this motion consent to said motion.

Accordingly,

IT IS HEREBY ORDERED...

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