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S.E.C. v. SOMERS

Civil Action No. 3:11-CV-165-JGH.

91 F.Supp.3d 876 (2015)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Stephen P. SOMERS, et al., Defendants.

United States District Court, W.D. Kentucky, at Louisville.

Filed March 17, 2015.

Attorney(s) appearing for the Case

Benjamin J. Hanauer , Daniel J. Hayes , James A. Davidson , Jason Andrew Schmidt , U.S. Securities & Exchange Commission, Chicago, IL, William F. Campbell , U.S. Attorney Office, Louisville, KY, for Plaintiff.

John M. Clifford , Clifford & Garde, LLP, Laurence Storch , Stanley Sporkin , Pollack & Storch, Washington, DC, for Defendants.

MEMORANDUM ORDER AND OPINION

Plaintiff, the Securities and Exchange Commission, filed this civil enforcement action against Defendant, Stephen Somers, and others in March 2011. The SEC alleged that Somers engaged in insider trading of Steel Technologies, Inc. securities in violation of federal...

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