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S.E.C. v. E-SMART TECHNOLOGIES, INC.

Civil Action No. 11-895 (JEB).

82 F.Supp.3d 97 (2015)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. E-SMART TECHNOLOGIES, INC., et al., Defendants.

United States District Court, District of Columbia.

Signed February 12, 2015.

Attorney(s) appearing for the Case

Kenneth John Guido, Jr. , Daniel Joseph Maher , U.S. Securities & Exchange Commission, Washington, DC, for Plaintiff.

Mary A. Grace, Boulder, CO, pro se.

Tamio Saito, pro se.

Robert J. Rowen, Sebastapol, CA, pro se.

MEMORANDUM OPINION

This case continues to provide a cautionary tale for investors. At the center of the story is pro se Defendant Mary Grace, the CEO of e-Smart Technologies, Inc., a public company that was in the business of developing and marketing purported biometric "smart...

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