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SECURITIES AND EXCHANGE COMMISSION v. HEART TRONICS, INC.

Case No. SACV11-1962-JVS(ANx).

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. HEART TRONICS, INC., MITCHELL JAY STEIN, WILLIE JAMES GAULT, J. ROWLAND PERKINS, II, MARTIN BERT CARTER, MARK CROSBY NEVDAHL, and RYAN ALLAN RAUCH, Defendants, TRACEY HAMPTON-STEIN, ARC FINANCE GROUP, LLC, ARC BLIND TRUST, THS BLIND TRUST, JAYMI BLIND TRUST, OAK TREE INVESTMENTS BLIND TRUST, WBT INVESTMENTS BLIND TRUST, CATCH 83 GENERAL PARTNERSHIP, and FIVE INVESTMENTS PARTNERSHIP, Relief Defendants.

United States District Court, C.D. California.

December 8, 2014.

Attorney(s) appearing for the Case

Securities and Exchange Commission, Plaintiff, represented by Derek S Bentsen , US Securities and Exchange Commission, Adam J Eisner , US Securities and Exchange Commission, David J Van Havermaat , Securities and Exchange Commission & Kenneth W Donnelly , US Securities and Exchange Commission.

United States of America, Intervenor Plaintiff, represented by Kevin B Muhlendorf , US Depatment of Justice, Albert B Stieglitz, Jr , United States Department of Justice & Andrew H Warren , US Department of Justice.

Heart Tronics Inc, Defendant, represented by James N Fiedler , Law Offices of James Fiedler.

Mitchell Jay Stein, Defendant, Pro Se.

Willie James Gault, Defendant, represented by George B Newhouse, Jr , Brown White and Newhouse LLP, Nancy R Grunberg , McKenna Long and Aldridge LLP & Jennifer Levin , Venable LLP.

J. Rowland Perkins, II, Defendant, represented by Timothy A Horton , McKenna Long and Aldridge LLP & Michael G Scheininger , McKenna Long and Aldridge LLP.

Tracey Hampton Stein, Defendant, represented by Andrew M Weitz , Apire Law Group LLP.

Catch 83 General Partnership, Defendant, represented by George B Newhouse, Jr , Brown White and Newhouse LLP & Nancy R Grunberg , McKenna Long and Aldridge LLP.

FINAL JUDGMENT AS TO RELIEF DEFENDANT TRACEY HAMPTON-STEIN AND RELIEF DEFENDANTS ARC FINANCE GROUP, LLC, ARC BLIND TRUST, THS BLIND TRUST, JAYMI BLIND TRUST, OAK TREE INVESTMENTS BLIND TRUST, AND WBT INVESTMENTS BLIND TRUST

JAMES V. SELNA, District Judge.

The Securities and Exchange Commission having filed a Complaint, which against Relief Defendants Tracey Hampton-Stein ("Hampton-Stein") and ARC Finance Group, LLC, ARC Blind Trust, THS Blind Trust, JAYMI...

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