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CRT CAPITAL GROUP v. SLS CAPITAL, S.A.

No. 14 Cv. 7243 (JGK).

63 F.Supp.3d 367 (2014)

CRT CAPITAL GROUP, et al., Plaintiffs, v. SLS CAPITAL, S.A., Defendant.

United States District Court, S.D. New York.

Signed December 5, 2014.

Attorney(s) appearing for the Case

Michael Paul Jones , Michael Andrew Mix , Nancy Eileen Delaney , T. Barry Kingham , Curtis, Mallet-Prevost, Colt & Mosle, LLP, New York, NY, for Plaintiffs.

Alex Spizz , Nachamie, Spizz Cohen & Serchuk, P.C., New York, NY, for Defendant.

AMENDED OPINION AND ORDER

SLS Capital, S.A. ("SLS Capital") initiated an arbitration proceeding before the Financial Industry Regulatory Authority ("FINRA") against CRT Capital Group LLC ("CRT Capital"), Michiel McCarty, and Robert Gibson. McCarty and Gibson were employed by CRT Capital at all relevant...

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