U.S. S.E.C. v. BENGER

No. 09 C 676.

64 F.Supp.3d 1136 (2014)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Stefan H. BENGER, et al., Defendants.

United States District Court, N.D. Illinois, Eastern Division.

Signed August 13, 2014.


Attorney(s) appearing for the Case

Jonathan Stephen Polish , Daniel J. Hayes , Eric A. Celauro , John E. Birkenheier , Kent W. McAllister , United States Securities and Exchange Commission, John J. Sikora, Jr. , Latham & Watkins LLP, Chicago, IL, for Plaintiff.

Peter B. Shaeffer , Attorney at Law, Barrington, IL, James Arthur McGurk , Law Offices of James A. McGurk, P.C., Chicago, IL, for Defendants.


MEMORANDUM OPINION AND ORDER

The Securities Exchange Commission ("SEC") requests the imposition of a permanent penny stock bar against defendant, Phillip Powers. In February of this year, Mr. Powers, without admitting or denying the allegations in Count I of the Complaint, agreed to the entry...

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