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SANTOS-BUCH v. FINANCIAL INDUSTRY REGULATORY AUTH.

No. 14-cv-651 (SAS).

32 F.Supp.3d 475 (2014)

Alan SANTOS-BUCH, Plaintiff, v. FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., Defendant.

United States District Court, S.D. New York.

Filed July 8, 2014.

Attorney(s) appearing for the Case

Eric W. Berry, Esq. , Eric W. Berry, PC, Paul R. McMenamin, Esq. , McMenamin Law Group, New York, NY, for Plaintiff.

Terri L. Reicher, Esq. , National Association of Securities Dealers, Office of General Counsel, Washington, DC, for Defendant.

OPINION AND ORDER

I. INTRODUCTION

Alan Santos-Buch brings this action for breach of contract and invasion of privacy against the Financial Industry Regulatory Authority ("FINRA").1 Santos-Buch seeks (1) a declaratory judgment to prohibit notice of a 1997...

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