S.E.C. v. SPINOSA

Case No. 13-62066-CIV.

31 F.Supp.3d 1371 (2014)

SECURITIES and EXCHANGE COMMISSION, Plaintiff, v. Frank A. SPINOSA, Defendant.

United States District Court, S.D. Florida.

Signed June 30, 2014.


Attorney(s) appearing for the Case

Steven J. Meiner , Amie Riggle Berlin , Securities & Exchange Commission, Miami, FL, for Plaintiff.

Michael Jay Schlesinger , Schlesinger and Associates, P.A., Miami, FL, for Defendant.


OPINION AND ORDER

This cause is before the Court upon Defendant's Motion to Dismiss Amended Complaint. (DE 9). Plaintiff responded. (DE 13). Defendant did not file a reply, and the time to do so has expired. The Court has considered the briefing and is otherwise fully advised in the premises.

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