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S.E.C. v. BRONSON

Case No. 12-CV-6421 (KMK).

14 F.Supp.3d 402 (2014)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Edward BRONSON and E-Lionheart Associates, LLC, d/b/a Fairhills Capital, Defendants, and Fairhills Capital, Inc., Relief Defendant.

United States District Court, S.D. New York.

Signed March 31, 2014.

Attorney(s) appearing for the Case

Kevin McGrath, Esq. , Wendy Tepperman, Esq. , William Edwards, Esq. , Securities and Exchange Commission, New York, NY, for Plaintiff.

Alex Lipman, Esq. , Ashley Baynham, Esq. , James Michael Smith, Esq. , Nixon Peabody LLP, New York, NY, for Defendants.

OPINION AND ORDER

KENNETH M. KARAS, District Judge:

Plaintiff, the United States Securities and Exchange Commission ("SEC") filed a Complaint against Edward Bronson ("Bronson") and E-Lionheart Associates, LLC ("E-Lionheart" and, with Bronson, collectively "Defendants"), alleging violations of the securities registration requirements under Sections 5(a) and 5(c) of the Securities Act of 1933 (the "Securities Act"), 15 U.S.C. §§ 77e(a) and...

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