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S.E.C. v. KINNUCAN

No. 12 Civ. 1230(AJN).

9 F.Supp.3d 370 (2014)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. John KINNUCAN and Broadband Research Corporation, Defendants.

United States District Court, S.D. New York.

Signed March 25, 2014.

Attorney(s) appearing for the Case

George S. Canellos , Daniel Robbins Marcus , Matthew James Watkins , Securities & Exchange Commission, New York, NY, for Plaintiff.

MEMORANDUM & ORDER

ALISON J. NATHAN, District Judge.

Before the Court is the Security and Exchange Commission's ("Plaintiff' or "SEC") motion for summary judgment against Defendants John Kinnucan, who proceeds pro se, and Broadband Research Corporation ("Broadband"). Dkt. No. 21. In particular, the SEC requests that the Court find that Defendants violated Section 10(b) of the Exchange Act and Rule 10b-5. The SEC further requests that Defendants...

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