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U.S. S.E.C. v. NARVETT

Case No. 13-C-927.

16 F.Supp.3d 979 (2014)

UNITED STATES SECURITIES and EXCHANGE COMMISSION, Plaintiff, v. Robert NARVETT and Shield Management Group, Inc., Defendants.

United States District Court, E.D. Wisconsin.

Signed April 14, 2014.

Attorney(s) appearing for the Case

Charles J. Kerstetter , Natalie Gwyn Garner , United States Securities and Exchange Commission, Chicago, IL, for Plaintiff.

Martin E. Kohler , Michael F. Hart , Kohler & Hart LLP, Milwaukee, WI, for Defendants.

ORDER GRANTING MOTION TO COMPEL

WILLIAM C. GRIESBACH, Chief Judge.

The United States Securities and Exchange Commission (SEC) brought this action against Defendants Robert Narvett and Shield Management Group, Inc., for an order enjoining alleged violations of the Securities and Exchange Acts, requiring the defendants to disgorge any ill-gotten gains, and directing the defendants to pay appropriate civil penalties. The case is before the court on a motion...

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