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U.S. S.E.C. v. GESWEIN

Case No. 5:10CV1235.

2 F.Supp.3d 1074 (2014)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Gregory GESWEIN, et al., Defendants.

United States District Court, N.D. Ohio, Eastern Division.

Order Denying Motion to Certify Appeal July 14, 2014.

Attorney(s) appearing for the Case

Alfred A. Day , Gregory N. Miller , David J. Gottesman , U.S. Securities & Exchange Commission, Washington, DC, for Plaintiff.

Jeffrey D. Baltruzak , John C. Kocoras , Steven S. Scholes , William P. Schuman , McDermott, Will & Emery, Chicago, IL, Melissa L. Zujkowski , Michael N. Ungar , Ulmer & Berne, Fritz E. Berckmueller , Jeffrey J. Lauderdale , Virginia A. Davidson , Calfee, Halter & Griswold, Daniel R. Warren , Terry M. Brennan , Baker & Hostetler, Cleveland, OH, Francesca M. Harker , John J. Carney , Baker & Hostetler, New York, NY, Jonathan R. Barr , Baker & Hostetler, Washington, DC, for Defendants.

OPINION AND ORDER

CHRISTOPHER A. BOYKO, District Judge.

The Court issues this Opinion and Order in furtherance of its March 28, 2013 Order (ECF DKT #104), denying Defendants' Motions (ECF DKT # 79, # 80, & # 81) to Dismiss the Second Amended Complaint, and upon consideration of Janus Capital Group, Inc. v. First Derivative Traders, 564 U.S. ___, 131 S.Ct. 2296, 180 L.Ed.2d 166 (2011) and Gabelli v. Securities...

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