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S.E.C. v. STRATOCOMM CORP.

No. 1:11-CV-1188.

2 F.Supp.3d 240 (2014)

SECURITIES and EXCHANGE COMMISSION, Plaintiff, v. STRATOCOMM CORPORATION, Roger D. Shearer, and Craig Danzig, Defendants.

United States District Court, N.D. New York.

Filed February 19, 2014.

Attorney(s) appearing for the Case

Herbert M. Semler , Richard Hong, U.S. Securities and Exchange Commission, Washington, DC, for Plaintiff.

Scott M. Peterson , Giovanna A. D'Orazio , D'Orazio, Peterson Law Firm, Saratoga Springs, NY, for Defendants.

Craig Danzig, Boca Raton, FL, pro se.

DECISION & ORDER

THOMAS J. McAVOY, Senior District Judge.

I. INTRODUCTION

This is a civil enforcement action brought by the Securities and Exchange Commission ("the SEC" or "the Commission") against StratoComm Corporation ("StratoComm"), Roger D. Shearer ("Shearer") and Craig Danzig ("Danzig"). The Commission asserts that the defendants committed securities fraud and registration violations in the...

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