FED. HOUS. FIN. AGENCY v. HSBC NORTH AM. HOLDINGS

Nos. 11 Civ. 6189 (DLC), 11 Civ. 6190 (DLC), 11 Civ. 6192 (DLC), 11 Civ. 6193 (DLC), 11 Civ. 6195 (DLC), 11 Civ. 6198 (DLC), 11 Civ. 6200 (DLC), 11 Civ. 6201 (DLC), 11 Civ. 6202 (DLC), 11 Civ. 6203 (DLC), 11 Civ. 6739 (DLC), 11 Civ. 7010 (DLC).

987 F.Supp.2d 369 (2013)

FEDERAL HOUSING FINANCE AGENCY, Plaintiff, v. HSBC NORTH AMERICA HOLDINGS INC., et al., Defendants. And other FHFA cases.

United States District Court, S.D. New York.

December 10, 2013.


Attorney(s) appearing for the Case

Philippe Z. Selendy , Christine H. Chung , Adam M. Abensohn , Jordan A. Goldstein , Quinn Emanuel Urquhart & Sullivan, LLP, Marc E. Kasowitz , Christopher P. Johnson , Michael A. Hanin , Kanchana Wangkeo Leung , Kasowitz, Benson, Torres & Friedman LLP, New York, NY, for the plaintiff.

Richard H. Klapper , Theodore Edelman , Michael T. Tomaino, Jr. , Tracy Richelle High, Sullivan & Cromwell LLP, New York, NY, for defendants Kevin Gasvoda, Michelle Gill, David J. Rosenblum, Jonathan S. Sobel, Daniel L. Sparks, and Mark Weiss.

Theresa Trzaskoma , David Elbaum , Jessica Holloway , Brune & Richard LLP, New York, NY, for defendants Keith Johnson, Kim Lutthans, and John F. Robinsion.

Steven L. Holley , Robert A. Sacks , Penny Shane , Sharon L. Nelles , Jonathan M. Sedlak , Yavar Bathaee , Sullivan & Cromwell LLP, New York, NY, for defendants David M. Duzyk, Louis Schioppo, Jr., Christine E. Cole, Edwin F. McMichael, William A. King, Brian Bernard, Joseph T. Jurkowski, Jr., Katherine Garniewski, Richard Careaga, David Beck, Diane Novak, Rolland Jurgens, Thomas G. Lehmann, Stephen Fortunate, Donald Wilhelm, David H. Zielke, Suzanne Krahling, Thomas Casey, and Larry Breitbarth.

Richard A. Edlin , Ronald D. Lefton , Candace Camarata , Greenberg Traurig LLP, New York, NY, for defendant Jeffrey Mayer.

Joel C. Haims , James J. Beha II , Morrison & Foerster LLP, New York, NY, for defendants Thomas Marano and Michael Nierenberg.

Pamela Rogers Chepiga , Josephine A. Cheatham , Allen & Overy LLP, New York, NY, for defendant Samuel L. Molinaro, Jr.

Dani R. James , Jade A. Burns , Kramer Levin Naftalis & Frankel LLP, New York, NY, for Defendant Jeffrey L. Verschleiser.

Sandra D. Hauser , Patrick E. Fitzmaurice , Lauren Perlgut , Dentons U.S. LLP, New York, NY, for Defendant Matthew Perkins.

John M. Conlon , Mark S. Hanchet , Michael O. Ware , Mayer Brown LLP, New York, NY, for defendants Neal Leonard, Gerard Mattia, Todd White, and Jon Voigtman.

David H. Braff , Brian T. Frawley , Jeffrey T. Scott , Sullivan & Cromwell LLP, New York, NY, for defendants Barclays Bank PLC, Barclays Capital Inc., Securitized Asset Backed Receivables LLC, Paul Menefee, John Carroll, and Michael Wade.

Thomas C. Rice , David J. Woll , Simpson Thacher & Bartlett LLP, New York, NY, for defendants Douglas K. Johnson, Evelyn Echevarria, and Juliana C. Johnson.

Daniel C. Zinman , H. Rowan Gaither IV , Matthew M. Riccardi , Richards Kibbe & Orbe LLP, New York, NY, for defendants George C. Carp, Robert Caruso, George E. Ellison, Adam D. Glassner, Daniel B. Goodwin, Juliana Johnson, Michael J. Kula, William L. Maxwell, Mark I. Ryan, and Antoine Schetritt, Matthew Whalen, Brian Sullivan, Michael McGovern, Donald Puglisi, Paul Park, and Donald Han.

Richard W. Clary , Richard J. Stark , Michael T. Reynolds , Lauren A. Moskowitz , Cravath, Swaine & Moore LLP, New York, NY, for defendants Andrew A. Kimura, Jeffrey A. Altabef, Evelyn Echevarria, Michael A. Marriott, Thomas Zingalli, Carlos Onis, Joseph M. Donovan, Juliana Johnson, and Greg Richter.

Bruce Clark , Sullivan & Cromwell LLP, New York, NY, Amanda F. Davidoff , Sullivan & Cromwell LLP, Washington, DC, for defendants David Findlay, John McCarthy, John P. Graham, Nathan Gorin, and N. Dante LaRocca.

Jay B. Kasner , Scott Musoff , George Zimmerman , Robert A. Fumerton , Skadden Arps Slate Meagher & Flom LLP, New York, NY, for defendants Arnaud Denis, Abner Figueroa, Tony Tusi, and Orlando Figueroa.

James P. Rouhandeh , Brian S. Weinstein , Daniel J. Schwartz , Nicholas N. George , Jane M. Morril , Davis Polk & Wardwell LLP, New York, NY, for defendants Gail P. McDonnell, Howard Hubler, David R. Warren, and Steven S. Stern.


OPINION & ORDER

DENISE COTE, District Judge:

Before the Court is an August 13, 2013 motion for partial judgment on the pleadings under Rule 12(c), Fed.R.Civ.P., filed by certain of the individual defendants in these actions. The motion requires the Court to decide whether the SEC radically altered Section 11 liability for individuals who sign registration statements in the context of the shelf registration process when the SEC promulgated Rule...

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