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SECURITIES AND EXCHANGE COMMISSION v. LION CAPITAL MANAGEMENT, LLC

No. C 12-05116 WHA.

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. LION CAPITAL MANAGEMENT, LLC AND HAUSMANN-ALAIN BANET, Defendants.

United States District Court, N.D. California.

November 1, 2013.

INJUNCTION

WILLIAM ALSUP, District Judge.

INTRODUCTION

In this enforcement action, the Securities and Exchange Commission applies for default judgment seeking a permanent injunction from future violations. To the extent stated below, the application is GRANTED.

STATEMENT

According to the complaint, defendant Hausmann-Alain Banet has been the principal of defendant Lion Capital Management since 2003. Since 2008, Lion...

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