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WM HIGH YIELD FUND v. O'HANLON

Civil Action No. 04-3423.

964 F.Supp.2d 368 (2013)

WM HIGH YIELD FUND, et al. v. Michael A. O'HANLON, et al.

United States District Court, E.D. Pennsylvania.

August 12, 2013.

Attorney(s) appearing for the Case

Brian M. Rostocki , David E. Sellinger , James P. Mc Evilly, III , John A. Curseaden , Lauren E. Wagner , Stuart M. Grant , Stephen G. Grygiel , Grant & Eisenhofer PA, Ralph N. Sianni , Stewarts Law US LLP, Wilmington, DE, for Plaintiffs.

Richard L. Scheff , Montgomery McCracken Walker & Rhoads LLP, Maura Fay Mcllvain , Dilworth Paxson LLP, James J. Rohn , Patricia M. Hamill , Vincent T. Cieslik , Conrad O'Brien , William J. Taylor , Cozen O'Connor , Kelly D. Eckel , Matthew A. Taylor , Matthew Michael Ryan , Patrick J. Loftus , Duane Morris LLP, Robert E. Kelly , Kutak Rock LLP, Daniel Segal , Hangley Aronchick Segal & Pudlin, Matthew Hamermesh , Richard R. Harris , Littler Mendelson , Thomas A. Leonard , William J. Leonard , Obermayer Rebmann Maxwell & Hippel LLP, Jeffrey M. Lindy , Law Offices of Jeffrey M. Lindy, David L. Comerford , Jeffery A. Dailey , Matthew Ryan Varzally , Akin Gump Strauss Hauer & Feld LLP, Richard A. Levan , Wiggin & Dana LLP, Philadelphia, PA, Mary Margulis-Ohnuma , Carolyn Barth Renzin , Elizabeth S. Weinstein , Stillman Friedman & Shechtman PC, New York, NY, Leah J. Domitrovic , Katten, Muchin, Zavis, Rosenman, Chicago, IL, for Defendants.

MEMORANDUM

LEGROME D. DAVIS, District Judge.

Plaintiffs1 — six institutional Funds that invested in debt securities issued by Diagnostic Ventures, Inc. (DVI, Inc.)2 — sue for violations of Section 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j(b) and Rule 10b-5, 17 C.F.R. § 240.10b-5. They also seek imposition of liability under Section 20(a) of the Exchange...

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