S.E.C. v. GREENSTONE HOLDINGS, INC.

No. 10 Civ. 1302(MGC).

954 F.Supp.2d 211 (2013)

SECURITIES and EXCHANGE COMMISSION, Plaintiff, v. GREENSTONE HOLDINGS, INC., Hisao Sal Miwa, John B. Frohling, Daniel D. Starczewski, Joe V. Overcash, Jr., Frank J. Morelli, III, Thomas F. Pierson, James S. Painter, III, and Virginia K. Sourlis, Defendants, Active Stealth, LLC, BAF Consulting, Inc., Bluewater Executive Capital, LLC, Emerging Markets Consulting, LLC, KCS Referral Services, LLC, MBA Investors, Ltd., New Age Sports, Inc., Power Network, Inc., Project Development, Inc., Seville Consulting, Inc., Starr Consulting, Inc., Tuscany Consulting, Inc., and YT2K, Inc., Relief Defendants.

United States District Court, S.D. New York.

July 10, 2013.


Attorney(s) appearing for the Case

Securities and exchange commission, by: Jack Kaufman, Esq. , Alexander Janghorbani, Esq. , New York, NY.

The Killian Firm, P.C., by: Eugene Killian, Jr., Esq. , Iselin, NJ, for Defendant Virginia K. Sourlis.


MEMORANDUM OPINION AND ORDER

CEDARBAUM, District Judge.

The Securities and Exchange Commission ("SEC") brings this enforcement action under Section 5 of the Securities Act of 1933 and Section 10(b) of the Exchange Act of 1934 against attorney Virginia K. Sourlis. Both parties have moved for summary judgment on liability. At oral argument on November 16, 2012, I granted the SEC's motion for summary judgment for aiding and abetting a violation of Section...

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