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PERLMAN v. FIDELITY BROKERAGE SERVICES LLC

No. 11-CV-0326 (JFB)(ETB).

932 F.Supp.2d 397 (2013)

Hildegard PERLMAN, Plaintiff, v. FIDELITY BROKERAGE SERVICES LLC, et al., Defendants.

United States District Court, E.D. New York.

March 26, 2013.

Attorney(s) appearing for the Case

Amalia Goldvaser , Rachel Dara Nicotra , and Steven Jay Hyman of McLaughlin & Stern, LLP, New York, N.Y., for Plaintiff.

Charles F. Seemann of Jackson Lewis LLP, New Orleans, LA, Ana Shields of Jackson Lewis LLP, Melville, N.Y., for Fidelity Brokerage Services LLC.

Michael J. Zaretsky of Chorpenning, Good, Carlet & Garrison Esqs., New York, N.Y., and Virginia T. Shea of Carlet, Garrison, Klein & Zaretsky, LLP, Clifton, N.J., for Ameriprise.

Phillip C. Landrigan of McCarthy Fingar LLP, White Plains, N.Y., for Wendy Perlman.

Craig A. DiPrima of The Law Office of Craig A. DiPrima LLC, Huntington, N.Y., and Eric Wilen Penzer of Farrell Fritz, PC, Uniondale, N.Y., for Jonathan Blass.

MEMORANDUM AND ORDER

JOSEPH F. BIANCO, District Judge:

Hildegard Perlman ("plaintiff" or "Hildegard") brought this action against Fidelity Brokerage Services LLC, Fidelity Management Trust Company (collectively, "Fidelity"), Ameriprise Financial Services Inc. ("Ameriprise"), Jonathan Blass ("Blass"), as Executor and Trustee under the Last Will and Testament of Norman Perlman, and Wendy Perlman ("Wendy") (collectively, "defendants"), alleging violations of...

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