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U.S. S.E.C. v. BROWN

Civil Action No. 09-1423 (GK).

878 F.Supp.2d 109 (2012)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Elaine M. BROWN, et al., Defendants.

United States District Court, District of Columbia.

July 19, 2012.

Attorney(s) appearing for the Case

Alan M. Lieberman , Jose Manuel Rodriguez , Herbert Michael Semler , U.S. Securities & Exchange Commission, Washington, DC, for Plaintiff.

Justin P. Murphy , Thomas A. Hanusik , Crowell & Moring, LLP, Roger E. Zuckerman , Zuckerman Spaeder, LLP, Washington, DC, C. Evan Stewart , Shawn P. Naunton , Zuckerman Spaeder LLP, New York, NY, for Defendants.

AMENDED MEMORANDUM OPINION

GLADYS KESSLER, District Judge.

Plaintiff United States Securities and Exchange Commission ("SEC") brings this action against Defendants Elaine M. Brown and Gary A. Prince1 alleging violations of the Securities Act of 1933 ("Securities Act"), 15 U.S.C. § 77a et seq., the Securities Exchange Act of 1934 ("Exchange Act"), 15 U.S.C. § 78a et seq., and Rules promulgated under...

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