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IN RE SMITH BARNEY TRANSFER AGENT LITIGATION

No. 05 Civ. 7583 (WHP).

823 F.Supp.2d 202 (2011)

In re: SMITH BARNEY TRANSFER AGENT LITIGATION. This Document Relates to: All Actions.

United States District Court, S.D. New York.

September 22, 2011.

Attorney(s) appearing for the Case

Bernstein Liebhard , Joseph R. Seidman , Sandy A. Liebhard , Uri Seth Ottensoser , Gregory M. Egleston , Bernstein Liebhard, LLP, James Elliot Lahm , Mark Levine , Stull Stull & Brody, Richard Adam Acocelli, Jr. , Weiss & Lurie, Edward H. Glenn, Jr. , Jacob H. Zamansky , Kevin Dugald Galbraith , Zamansky & Associates LLC, John Richard Stetson McFarlane , Joshua H. Vinik , Milberg LLP, New York, NY, for Plaintiffs.

Peter Hugh White , Richard John Morvillo , Katherine Layden Schuerman , Schulte Roth & Zabel LLP, Washington, DC, Brian Adair Sutherland , David Michael Burkoff , David Sapir Lesser , David P. Nicolardi , Lori Ann Martin , Peter Kristian Vigeland , Robert Bruce McCaw , Wilmer, Cutler, Hale & Dorr, L.L.P., New York, NY, George Irvin Terrell, Jr. , Baker & Botts, Houston, TX, Jessica B. Pulliam , Baker Botts LLP, Dallas, TX, for Defendants.

MEMORANDUM & ORDER

WILLIAM H. PAULEY III, District Judge:

The epic failures described in this Memorandum & Order offer a cautionary lesson for securities litigators. They are recounted here to highlight the need for diligence at all stages of litigation. In short, after six years of litigation, including extensive motion practice, an appeal to the Second Circuit, remand, more motion practice, and discovery, Lead Counsel learned that the Lead...

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