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SMITH v. OPPENHEIMER FUNDS DISTRIBUTOR, INC.

Nos. 10 Civ. 7387(LBS), 10 Civ. 7394(LBS).

824 F.Supp.2d 511 (2011)

Bradley C. SMITH, Plaintiff, v. OPPENHEIMER FUNDS DISTRIBUTOR, INC., et al., Defendants.

United States District Court, S.D. New York.

June 6, 2011.

Attorney(s) appearing for the Case

Andrew Wilson Myers , Jeffrey A. Chase , Jacobs, Chase, Frick, Kleinkopf & Kelley, LLC, Denver, CO, Janine Lee Pollack , Lauren Block , Michael Champlin Spencer , Milberg LLP, New York, NY, Ronald A. Uitz , Uitz & Associates, Washington, DC, for Plaintiff.

David Adam Kotler , Jennie Boehm Krasner , Dechert, LLP, Princeton, NJ, Robert Nolen Miller , Stephanie E. Dunn , Perkins Coie LLP, Edward Thomas Lyons, Jr. , Jones & Keller, PC, Denver, CO, William Kennedy Dodds , Dechert, LLP, Arthur Harlod Aufses, III , Yehudis S. Lewis , Kramer, Levin, Naftalis & Frankel, LLP, Nakeeb Mian Siddique , USDC, Southern District of New York, New York, NY, for Defendants.

MEMORANDUM & ORDER

SAND, District Judge.

Plaintiff Bradley C. Smith brings two actions under the Investment Company Act ("ICA"), 15 U.S.C. § 80a-1 et seq. Plaintiff brings two actions: 10 Civ. 7394 derivatively on behalf of Nominal Defendant Oppenheimer Gold & Special Minerals Fund (the "Gold action"), and 10 Civ. 7387 derivatively on behalf of Nominal Defendant Oppenheimer Quest for Value Funds (the "Quest action...

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