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BARKER v. UBS AG

Civil Action No. 3:09-CV-2084 (JCH).

888 F.Supp.2d 291 (2012)

Mary J. BARKER, Plaintiff, v. UBS AG and UBS Securities, LLC, Defendants.

United States District Court, D. Connecticut.

May 22, 2012.

Attorney(s) appearing for the Case

Sherry M. Shore , Christine A. Palmieri , Liddle & Robinson, New York, NY, Kristen Luise Zaehringer , Zeldes, Needle & Cooper, Bridgeport, CT, for Plaintiff.

Avi Weitzman , Eugene Scalia , Gabrielle Levin , Gibson, Dunn & Crutcher, New York, NY, Vaughan Finn , Shipman & Goodwin, Hartford, CT, for Defendants.

RULING RE: DEFENDANTS' MOTION FOR SUMMARY JUDGMENT (DOC. NO. 53)

JANET C. HALL, District Judge.

I. INTRODUCTION

Plaintiff, Mary Barker, brings this case against UBS AG and its wholly-owned subsidiary, UBS Securities, LLC (collectively "defendants" or "UBS"), alleging that defendants terminated her employment in violation of the Sarbanes-Oxley Act's whistleblower provision (hereafter "SOX"), 18 U.S.C. § 1514A.1...

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