U.S. SECURITIES AND EXCHANGE COMMISSION v. QUAN

Attorney(s) appearing for the Case

Timothy S. Leiman, Esq. , and John E. Birkenheier, Esq. , U.S. Securities and Exchange Commission, Chicago, IL, on behalf of Plaintiff U.S. Securities and Exchange Commission.

Bruce E. Coolidge, Esq. , and Brian R. Michael, Esq. , Wilmer Cutler Pickering Hale and Dorr LLP, Washington, D.C., and Thomas Radio, Esq. , Best & Flanagan LLP, Minneapolis, MN, on behalf of Defendants Marlon Quan; Acorn Capital Group, LLC; and Stewardship Investment Advisors.

Hille R. Sheppard, Esq. , Sidley Austin LLP, Chicago, IL, on behalf of Intervenor DZ Bank AG Deutsche Zentral-Genossenschaftsbank, Frankfurt am Main.

Ben M. Krowicki, Esq. , Bingham McCutchen LLP, Hartford, CT, and Nicholas J. Eugster, Esq. , Messerli & Kramer P.A., Minneapolis, MN, on behalf of Applicant Intervenor Sovereign Bank.