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SECURITIES AND EXCHANGE COMMISSION v. KALETA

Civil Action No. 4:09-3674.

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. ALBERT FASE KALETA and KALETA CAPITAL, MANAGEMENT INC. et al., Defendants, and BUSINESSRADIO NETWORK, L.P. d/b/a BizRadio and DANIEL FRISHBERG FINANCIAL SERVICES, INC., d/b/a DFFS CAPITAL MANAGEMENT, INC., Relief Defendants.

United States District Court, S.D. Texas, Houston Division.

February 7, 2012.

Attorney(s) appearing for the Case

Securities & Exchange Commission, Plaintiff, represented by Timothy Sean McCole , Securities and Exchange Commission.

Daniel Frishberg, Defendant, represented by Aaron Frishberg , Law Office of Aaron David Frishberg.

Daniel Frishberg, Defendant, represented by Richard L Fuqua, II , Fuqua & Assoc..

Barrington Financial Advisors, Inc., Defendant, represented by Peter James Stanton , Attorney at Law.

William C Heath, Defendant, represented by Peter James Stanton , Attorney at Law.

Elisea T Frishberg, Defendant, represented by Aaron Frishberg , Law Office of Aaron David Frishberg.

BusinessRadio Network, L.P., doing business as Bizradio, Nominal Defendent represented by Robert D Axelrod , Axelrod Smith & Kirshbaum.

Daniel Frishberg Financial Services, Inc., doing business as DFFS Capital Managment, Inc., Nominal Defendent represented by Robert D Axelrod , Axelrod Smith & Kirshbaum.

Brian De Armas, Consol Defendant, represented by Michael Wayne Weston , Weston and Associates, PLLC.

Brian De Armas, Consol Defendant, represented by Pete W Weston , Weston Associates PLLC.

ProTechnik Inc., Consol Defendant, represented by Michael Wayne Weston , Weston and Associates, PLLC.

ProTechnik Inc., Consol Defendant, represented by Pete W Weston , Weston Associates PLLC.

South Texas Broadcasting, Inc., Interested Party, represented by Joseph G Epstein , Winstead PC.

John W Saunders, Interested Party, represented by William E Schweinle, Jr , Schweinele Parish PC.

Barbara Doreen House, Interested Party, represented by David A Bryant, Jr , The Bryant Law Firm PC.

Diane Collins, Interested Party, Pro Se.

LaVonne Ellisor, Interested Party, represented by Charles Littleton Fridge, III , Fridge Resendez & Wise LLC.

Ivan Curiel, Interested Party, represented by Charles Littleton Fridge, III , Fridge Resendez & Wise LLC.

John M Dosier, Interested Party, Pro Se.

Ronald Ellisor, Intervenor, represented by Charles Littleton Fridge, III , Fridge Resendez & Wise LLC.

MEMORANDUM AND ORDER

NANCY F. ATLAS, District Judge.

Before the Court in this receivership proceeding are objections of certain investors ("Objectors")1 against a proposed settlement among Court-appointed receiver, Thomas L. Taylor, III, Esq. ("Receiver"), and David Wallace, Costa Bajjali, and certain entities owned by or affiliated with Messrs. Wallace and Bajjali. On September 12, 2011, the Receiver filed...

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