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S.E.C. v. GRENDYS

Civil Action No. 07-120 (CKK).

840 F.Supp.2d 36 (2012)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Joseph GRENDYS, et al., Defendants.

United States District Court, District of Columbia.

January 4, 2012.

Attorney(s) appearing for the Case

Charles Derrick Stodghill , U.S. Securities & Exchange Commission, Washington, DC, for Plaintiff.

Andrew C. Lourie , Lara Levinson , Leanne A. Bortner , Kobre & Kim, LLP, Washington, DC, Colby A. Kingsbury , Kurt Stitcher , Baker & Daniels LLP, Chicago, IL, Nancy Luque , Luque Marino LLP, Washington, DC, Matthew G. Jacobs , Stevens, O'Connell & Jacobs LLP, Sacramento, CA, Bradley D. Simon , Simon & Partners, LLP, New York, NY, for Defendants.

MEMORANDUM OPINION

COLLEEN KOLLAR-KOTELLY, District Judge.

Plaintiff Securities and Exchange Commission ("SEC") filed the Complaint alleging Defendant Joseph Grendys and three co-Defendants aided and abetted violations of the Securities and Exchange Act of 1934 ("Exchange Act"), 15 U.S.C. § 78a et seq. Mr. Grendys is the only remaining defendant in this action, and has filed the instant [63] Motion for Summary Judgment and [67] Motion to Strike...

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