1. Home
  2. Browse Decisions
  3. F.Supp.2d
  4. 835 F.Supp.2d
  5. 835 F.Supp.2d 281 (2011)
 

S.E.C. v. CARROLL

Civil Action No. 3:11-CV-165-H.

835 F.Supp.2d 281 (2011)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff v. Patrick M. CARROLL, et al., Defendants.

United States District Court, W.D. Kentucky, at Louisville.

December 9, 2011.

Attorney(s) appearing for the Case

Daniel J. Hayes , James A. Davidson , Jason Andrew Schmidt , U.S. Securities & Exchange Commission, Chicago, IL, William F. Campbell , U.S. Attorney Office, Louisville, KY, for Plaintiff.

David A. Calhoun , Gregory Haynes , John Brooken Smith , Wyatt, Tarrant & Combs, LLP, Theodore S. Shouse , Douglas C. Ballantine , Christopher E. Schaefer , Stoll Keenon Ogden PLLC, Kent Wicker , Reed Wicker PLLC, Anthony M. Zelli , Michael Merrick , Richard H.C. Clay , Dinsmore & Shohl LLP, Louisville, KY, Amy J. Hansen , Daniel F. Lynch , Lynch & Stern LLP, John J. Muldoon, III , Muldoon & Muldoon, LLC, J. Kevin McCall , Suzanne J. Prysak , Jenner & Block, Chicago, IL, Steven B. Loy , Stoll Keenon Ogden PLLC, Lexington, KY, Stanley Sporkin , Gregory D. Dimeglio , Stradley, Ronon, Stevens & Young LLP, Washington, DC, Joseph T. Kelleher , Keith R. Dutill , Stradley, Ronon, Stevens & Young LLP, Malvern, PA, for Defendants.

MEMORANDUM OPINION AND ORDER

JOHN G. HEYBURN, II, District Judge.

Plaintiff, the United States Securities and Exchange Commission (the "SEC"), brought this action against eight defendants for alleged violations of Section 10(b) of the Securities Exchange Act of 1934 ("SEA"), 15 U.S.C. § 78j(b) and its accompanying Rule 10b-5, 17 C.F.R. § 240.10b-5. The Complaint alleges insider trading in securities...

Let's get started

Leagle.com

Welcome to the leading source of independent legal reporting
Sign on now to see your case.
Or view more than 10 million decisions and orders.

  • Updated daily.
  • Uncompromising quality.
  • Complete, Accurate, Current.

Listed below are the cases that are cited in this Featured Case. Click the citation to see the full text of the cited case. Citations are also linked in the body of the Featured Case.

Cited Cases

  • No Cases Found

Listed below are those cases in which this Featured Case is cited. Click on the case name to see the full text of the citing case.

Citing Cases