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S.E.C. v. CHAPMAN

Civil No. WDQ-03-1877.

826 F.Supp.2d 847 (2011)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Nathan A. CHAPMAN, Jr., et al., Defendants.

United States District Court, D. Maryland, Northern Division.

November 29, 2011.

Attorney(s) appearing for the Case

Catherine E. Pappas , David S. Horowitz , Denise D. Colliers , U.S. Securites and Exchange Commission, Philadelphia, PA, Tarra Deshields Minnis , Allen F. Loucks , Office of the United States Attorney, Baltimore, MD, Thomas M. Dibiagio , Beveridge and Diamond PC, Washington, DC, for Plaintiff.

Nathan A. Chapman, Jr. , Morgantown, WV, pro se.

James Howard Fields , Nathaniel Edmond Jones, Jr. , Jones and Associates PC, Baltimore, MD, for Defendants.

MEMORANDUM OPINION

WILLIAM D. QUARLES, JR., District Judge.

The Securities and Exchange Commission ("SEC") sued Nathan Chapman, Chapman Capital Management ("CCM"),1 and others for securities fraud and related claims. For the following reasons, the SEC's motion for partial summary judgment against Chapman will be granted. Its motion for partial summary judgment against CCM will be denied, but default judgment will be entered on...

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