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SECURITIES AND EXCHANGE COMMISSION v. VASSALLO

No. CIV. S-09-0665 LKK/DAD.

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. ANTHONY VASSALLO, KENNETH KENITZER, and EQUITY INVESTMENT MANAGEMENT AND TRAINING, INC., Defendants.

United States District Court, E.D. California.

August 31, 2011.

ORDER

LAWRENCE K. KARLTON, Senior District Judge.

The Receiver in this SEC1 enforcement action has moved for the disgorgement of $2.5 million from non-parties J.R. Trust, Global Mergers & Acquisitions, Inc., William A. Hayward, RAAR Investments, Ltd., Jack Miller and Richard J. Schotts, Jr. (collectively, "the non-parties"). The Receiver alleges that $2.5 million in investor funds were transferred, without consideration,...

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