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S.E.C. v. DRUFFNER

Civil Action No. 03-12154-NMG.

802 F.Supp.2d 293 (2011)

SECURITIES and EXCHANGE COMMISSION, Plaintiff, v. Martin J. DRUFFNER and Skifter Ajro, Defendants.

United States District Court, D. Massachusetts.

July 7, 2011.

Attorney(s) appearing for the Case

Beth Lehman , R. Daniel O'Connor , Securities and Exchange Commission, Jack W. Pirozzolo , United States Attorney's Office, Boston, MA, Jeffrey T. Infelise , U.S. Securities and Exchange Commission, Washington, DC, for Plaintiff.

Daniel M. Rabinovitz , Michaels & Ward, LLP, R. Bradford Bailey , Gary G. Pelletier , Denner Pellegrino LLP, Boston, MA, for Defendants.

MEMORANDUM & ORDER

GORTON, District Judge.

The Securities and Exchange Commission ("the SEC") brought a civil enforcement action against six individuals who violated securities laws by engaging in market timing activities through false statements and intentional misrepresentations. Pending before the Court is the SEC's motion for disgorgement, prejudgment interest and civil penalties as to defendants Martin J. Druffner ("Druffner") and Skifter Ajro ...

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